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Adviser Interview Questions
1,351 adviser interview questions shared by candidates
How will you handle a customer with a certain complaint
Standard competency based questions specific to the role. No personal questions (e.g. "Tell me about yourself") or annoying tricky questions (e.g. "what type of animal would you be?"). Lasted about 40 minutes which was on schedule.
Describe a time where you had to give a customer a negative response to a query and explain how you dealt with it.
Tell me about yourself or what do you like to do and how should that benifit this company
On the phone interview, my interviewer asked me "how I left" my last jobs, and I was a bit confused as to what she was going for. I think as long as she knew I didn't leave under a cloud, I was going to be fine.
what markets would you target?
There weren't really difficult or unexpected questions. The questions centered around on why you would want to become a financial advisor, probably because I was coming from a different industry.
Didn't ask anything specific or surprising. Very typical interview.
FIAT - stock splits, Last in, Last out, first in, first out and questions about the economy. There is no time limit so take as much time as you need. They don't track how much time it took you, only what score you got. Phone Interview - tell me about yourself? What groups or activities do you participate in that could be used to get clients? Was the FIAT exam difficult for you? The interviewer has your FIAT scores. Why do you want to be a financial advisor? Why do you think you would be successful at this job? What got you interested in finance? Focus on highlighting any experience you have as an entreuprenur and sales experience. Do you have any questions for me?
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