1.0
Apr 2, 2010
Anonymous employee
Current employee
Recommend
CEO approval
Business Outlook
Pros
SB had excellent consulting group research, open architecture, planning tools, client reporting, and desktop tools. Consulting approach to serving clients not product focus.
Cons
Compliance focus on protection the firm to the exclusion of aiding the brokers in solving client problems. Audits only the existence of copies of required forms. Failure to audit the local office's compliance procedures compliance with company requirements.